Registered Representative of, and Securities and Investment Advisory services offered through Hornor, Townsend & Kent, Inc., (HTK), Registered Investment Advisor, Member FINRA/SIPC.  6440 S. Wasatch Blvd., Suite 150, Salt Lake City, UT 84121 (801) 424-0020.  HTK is a wholly owned subsidiary of Penn Mutual.  Klein Financial is independent of HTK.  HTK does not offer tax or legal advice.

Mr. Klein is insurance and securities licensed in the states of Arizona (AZ), Idaho (ID) and Utah (UT), including California (CA) and New Mexico (NM) for securities and Texas (TX) and Washington (WA) for insurance only. This is not an offer or solicitation in any state where not properly licensed and/or registered.